The higher the Threat Condition, the greater the risk of
a terrorist attack. Risk includes both the probability
of an attack occurring and its potential gravity. Threat
Conditions shall be assigned by the Attorney General in
consultation with the Assistant to the President for
Homeland Security. Except in exigent circumstances, the
Attorney General shall seek the views of the appropriate
Homeland Security Principals or their subordinates, and
other parties as appropriate, on the Threat Condition to
be assigned. Threat Conditions may be assigned for the
entire Nation, or they may be set for a particular
geographic area or industrial sector. Assigned Threat
Conditions shall be reviewed at regular intervals to
determine whether adjustments are warranted.
For facilities, personnel, and operations inside the
territorial United States, all Federal departments,
agencies, and offices other than military facilities
shall conform their existing threat advisory systems to
this system and henceforth administer their systems
consistent with the determination of the Attorney
General with regard to the Threat Condition in effect.
The assignment
of a Threat Condition shall prompt the implementation of
an appropriate set of Protective Measures. Protective
Measures are the specific steps an organization shall
take to reduce its vulnerability or increase its ability
to respond during a period of heightened alert. The
authority to craft and implement Protective Measures
rests with the Federal departments and agencies. It is
recognized that departments and agencies may have
several preplanned sets of responses to a particular
Threat Condition to facilitate a rapid, appropriate, and
tailored response. Department and agency heads are
responsible for developing their own Protective Measures
and other antiterrorism or self-protection and
continuity plans, and resourcing, rehearsing,
documenting, and maintaining these plans. Likewise, they
retain the authority to respond, as necessary, to risks,
threats, incidents, or events at facilities within the
specific jurisdiction of their department or agency,
and, as authorized by law, to direct agencies and
industries to implement their own Protective Measures.
They shall continue to be responsible for taking all
appropriate proactive steps to reduce the vulnerability
of their personnel and facilities to terrorist attack.
Federal department and agency heads shall submit an
annual written report to the President, through the
Assistant to the President for Homeland Security,
describing the steps they have taken to develop and
implement appropriate Protective Measures for each
Threat Condition. Governors, mayors, and the leaders of
other organizations are encouraged to conduct a similar
review of their organizations= Protective Measures.
The decision
whether to publicly announce Threat Conditions shall be
made on a case-by-case basis by the Attorney General in
consultation with the Assistant to the President for
Homeland Security. Every effort shall be made to share
as much information regarding the threat as possible,
consistent with the safety of the Nation. The Attorney
General shall ensure, consistent with the safety of the
Nation, that State and local government officials and
law enforcement authorities are provided the most
relevant and timely information. The Attorney General
shall be responsible for identifying any other
information developed in the threat assessment process
that would be useful to State and local officials and
others and conveying it to them as permitted consistent
with the constraints of classification. The Attorney
General shall establish a process and a system for
conveying relevant information to Federal, State, and
local government officials, law enforcement authorities,
and the private sector expeditiously.
The Director of
Central Intelligence and the Attorney General shall
ensure that a continuous and timely flow of integrated
threat assessments and reports is provided to the
President, the Vice President, Assistant to the
President and Chief of Staff, the Assistant to the
President for Homeland Security, and the Assistant to
the President for National Security Affairs. Whenever
possible and practicable, these integrated threat
assessments and reports shall be reviewed and commented
upon by the wider interagency community.
A decision on
which Threat Condition to assign shall integrate a
variety of considerations. This integration will rely on
qualitative assessment, not quantitative calculation.
Higher Threat Conditions indicate greater risk of a
terrorist act, with risk including both probability and
gravity. Despite best efforts, there can be no guarantee
that, at any given Threat Condition, a terrorist attack
will not occur. An initial and important factor is the
quality of the threat information itself. The evaluation
of this threat information shall include, but not be
limited to, the following factors:
-
To what
degree is the threat information credible?
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To what
degree is the threat information corroborated?
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To what
degree is the threat specific and/or imminent?
-
How grave are
the potential consequences of the threat?
Threat
Conditions and Associated Protective Measures
The world has
changed since September 11, 2001. We remain a Nation at
risk to terrorist attacks and will remain at risk for
the foreseeable future. At all Threat Conditions, we
must remain vigilant, prepared, and ready to deter
terrorist attacks. The following Threat Conditions each
represent an increasing risk of terrorist attacks.
Beneath each Threat Condition are some suggested
Protective Measures, recognizing that the heads of
Federal departments and agencies are responsible for
developing and implementing appropriate agency-specific
Protective Measures:
-
Low
Condition
(Green). This condition is declared when
there is a low risk of terrorist attacks. Federal
departments and agencies should consider the following
general measures in addition to the agency-specific
Protective Measures they develop and implement:
-
Refining
and exercising as appropriate preplanned Protective
Measures;
-
Ensuring
personnel receive proper training on the Homeland
Security Advisory System and specific preplanned
department or agency Protective Measures; and
-
Institutionalizing a process to assure that all
facilities and regulated sectors are regularly
assessed for vulnerabilities to terrorist attacks,
and all reasonable measures are taken to mitigate
these vulnerabilities.
-
Guarded
Condition
(Blue). This condition is declared when
there is a general risk of terrorist attacks. In
addition to the Protective Measures taken in the
previous Threat Condition, Federal departments and
agencies should consider the following general
measures in addition to the agency-specific Protective
Measures that they will develop and implement:
-
Checking
communications with designated emergency response or
command locations;
-
Reviewing
and updating emergency response procedures; and
-
Providing
the public with any information that would
strengthen its ability to act appropriately.
-
Elevated
Condition (Yellow). An Elevated Condition is
declared when there is a significant risk of terrorist
attacks. In addition to the Protective Measures taken
in the previous Threat Conditions, Federal departments
and agencies should consider the following general
measures in addition to the Protective Measures that
they will develop and implement:
-
Increasing
surveillance of critical locations;
-
Coordinating emergency plans as appropriate with
nearby jurisdictions;
-
Assessing
whether the precise characteristics of the threat
require the further refinement of preplanned
Protective Measures; and
-
Implementing, as appropriate, contingency and
emergency response plans.
-
High
Condition (Orange). A High Condition is declared
when there is a high risk of terrorist attacks. In
addition to the Protective Measures taken in the
previous Threat Conditions, Federal departments and
agencies should consider the following general
measures in addition to the agency-specific Protective
Measures that they will develop and implement:
-
Coordinating necessary security efforts with
Federal, State, and local law enforcement agencies
or any National Guard or other appropriate armed
forces organizations;
-
Taking
additional precautions at public events and possibly
considering alternative venues or even cancellation;
-
Preparing
to execute contingency procedures, such as moving to
an alternate site or dispersing their workforce; and
-
Restricting
threatened facility access to essential personnel
only.
-
Severe
Condition (Red).
A Severe Condition reflects a severe risk of terrorist
attacks. Under most circumstances, the Protective
Measures for a Severe Condition are not intended to be
sustained for substantial periods of time. In addition
to the Protective Measures in the previous Threat
Conditions, Federal departments and agencies also
should consider the following general measures in
addition to the agency-specific Protective Measures
that they will develop and implement:
-
Increasing
or redirecting personnel to address critical
emergency needs;
-
Assigning
emergency response personnel and pre-positioning and
mobilizing specially trained teams or resources;
-
Monitoring,
redirecting, or constraining transportation systems;
and
-
Closing
public and government facilities.
Comment and
Review Periods
The Attorney
General, in consultation and coordination with the
Assistant to the President for Homeland Security, shall,
for 45 days from the date of this directive, seek the
views of government officials at all levels and of
public interest groups and the private sector on the
proposed Homeland Security Advisory System.
One hundred
thirty-five days from the date of this directive the
Attorney General, after consultation and coordination
with the Assistant to the President for Homeland
Security, and having considered the views received
during the comment period, shall recommend to the
President in writing proposed refinements to the
Homeland Security Advisory System.
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